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19 FAQ Found in
Regulatory Systems
> FCS (FINRA Contact System)
1 - 10 of 19
How do I update my email address on file with FINRA?
I am listed as a FINRA member firm Executive Representative or Designated Assistant in FINRA Contact System (FCS). I am not receiving the weekly email notifications. What do I do?
How can other employees of my firm receive the FINRA Weekly Update email that is sent to the FINRA Executive Representatives and their Designated Assistants listed in the FINRA Contact System (FCS)?
Can I update my firm's information in the FINRA Contact System (FCS) if my firm has a FINRA "Pending" status in Web CRD®?
Which roles, in the FINRA Contact System (FCS), require that the individual listed is either registered, or a principal, with the firm?
What browser software is required for the FINRA Contact System (FCS)?
Which roles, in the FINRA Contact System (FCS), are required to be completed?
Where can I find additional information on the FINRA Contact System (FCS), including definitions, required contacts, and the Annual Review?
What is the FINRA Contact System (FCS) "Annual Review"?
What is the deadline for complying with FINRA Rules and By-Laws regarding contact information via the FINRA Contact System (FCS)?
1 - 10 of 19
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Browse Topic: Regulatory Systems > FCS (FINRA Contact System)
Browse Topic: Regulatory Systems > eFOCUS
Browse Topic: Securities Firms > Mutual Fund Breakpoints
Browse Topic: Securities Firms > Anti-Money Laundering
Browse Topic: Education and Programs > FINRA Institute at Wharton
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Where can I find information to help educate my clients...