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34 FAQ Found in
Regulatory Systems
> eFOCUS
1 - 10 of 34
Why are firms able to view their January and March 2010 filings in eFOCUS, but not their February 2010 filing?
When exporting my FOCUS filing to WinJammer, the extension for the file that is generated (.txt) is similar to the extension generated for a regular Text file. Is there any difference? If so, which one should I use when using WinJammer?
My firm would like to send a copy of its FOCUS filing to our clearing firm via email. Is there an email feature I can use in the eFOCUS system?
Does my firm need to continue submitting FOCUS filings if we have submitted a Form BDW?
For Line Item 4270 (Statement of Changes in Ownership Equity) of my firm's FOCUS filing, should the value entered be positive or negative?
What should I do if I see a "calculation error" message for a line item in my FOCUS filing?
I have experienced problems completing my FOCUS filing with Internet Explorer. What should I do?
How is the Approve function different from the Submission function?
In WebFOCUS, as a Part II filer, I was able to enter values in Line Items 5000 - 5350 of my FOCUS filing. However, eFOCUS does not allow me to enter values in these line items. What should I do?
How can I enter more than one clearing firm in Line Item 4335 on my FOCUS Report?
1 - 10 of 34
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Browse Topic: Education and Programs > FINRA Institute at Wharton
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Where can I find information to help educate my clients...